Finance › Speeches › Gary Gensler

“Good Counsellors”: Remarks Before the Investment Adviser/Investment Company National Seminar: Compliance Outreach Program

· Gary Gensler, Chair of the U.S. Securities and Exchange Commission (United States)

Summary written by Dark Majestic in its own words · topics: growth, investment and productivity

GG
· Gary Gensler Wiki · U.S. Securities and Exchange Commission Wiki“Good Counsellors”: Remarks Before the Investment Adviser/Investment Company National Seminar: Compliance Outreach Program

ContextSpeech by Gary Gensler, Chair of the U.S. Securities and Exchange Commission.

Why it mattersGensler presents new valuation and derivatives rules for funds.

Problems raised
  1. Fund valuation practices needed updating.
  2. Fund derivative use carries risks.
  3. Compliance teams face new rules.
Solutions proposed
  1. Apply the updated valuation rule.
  2. Apply derivative risk limits and programmes.
  3. Support compliance outreach.
Read full speech on sec.gov ↗

More from Gary Gensler · U.S. Securities and Exchange Commission · all speeches

More speeches by Gary Gensler

Other leaders on growth, investment and productivity