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“Market Structure and the Retail Investor:” Remarks Before the Piper Sandler Global Exchange Conference

· Gary Gensler, Chair of the U.S. Securities and Exchange Commission (United States)

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· Gary Gensler Wiki · U.S. Securities and Exchange Commission Wiki“Market Structure and the Retail Investor:” Remarks Before the Piper Sandler Global Exchange Conference

ContextSpeech by Gary Gensler, Chair of the U.S. Securities and Exchange Commission.

Why it mattersGensler questions how retail orders are routed and priced.

Problems raised
  1. Wholesalers may keep savings from retail orders.
  2. The NBBO has gaps.
  3. Retail investors may not get a level field.
Solutions proposed
  1. Review retail market structure.
  2. Improve price competition for orders.
  3. Increase short position reporting.
Read full speech on sec.gov ↗

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