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“This Law and Its Effective Administration”: Remarks Before the Practising Law Institute’s 54th Annual Institute on Securities Regulation

· Gary Gensler, Chair of the U.S. Securities and Exchange Commission (United States)

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· Gary Gensler Wiki · U.S. Securities and Exchange Commission Wiki“This Law and Its Effective Administration”: Remarks Before the Practising Law Institute’s 54th Annual Institute on Securities Regulation

ContextSpeech by Gary Gensler, Chair of the U.S. Securities and Exchange Commission.

Why it mattersGensler rewards firms that self-report misconduct.

Problems raised
  1. Misconduct occurs in companies.
  2. Firms may hide problems.
  3. Enforcement must stay effective.
Solutions proposed
  1. Encourage firms to come forward.
  2. Reward cooperation, sometimes without penalty.
  3. Expect remediation of misconduct.
Read full speech on sec.gov ↗

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