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Remarks for the SEC / DFI / NASAA Joint Public Roundtable

· Gary Gensler, Chair of the U.S. Securities and Exchange Commission (United States)

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· Gary Gensler Wiki · U.S. Securities and Exchange Commission WikiRemarks for the SEC / DFI / NASAA Joint Public Roundtable

ContextSpeech by Gary Gensler, Chair of the U.S. Securities and Exchange Commission.

Why it mattersGensler hears local investors who were victims of fraud.

Problems raised
  1. Local investors suffer fraud.
  2. Intermediaries must serve investors.
  3. Investors' voices are rarely heard directly.
Solutions proposed
  1. Hear investors and fraud investigators.
  2. Keep the SEC's three-part mission.
  3. Cooperate with state regulators.
Read full speech on sec.gov ↗

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