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Prepared Remarks before the SEC / NASAA / Georgia Secretary of State Joint Public Roundtable

· Gary Gensler, Chair of the U.S. Securities and Exchange Commission (United States)

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· Gary Gensler Wiki · U.S. Securities and Exchange Commission WikiPrepared Remarks before the SEC / NASAA / Georgia Secretary of State Joint Public Roundtable

ContextSpeech by Gary Gensler, Chair of the U.S. Securities and Exchange Commission.

Why it mattersGensler hears investors' experiences of fraud and firm failures.

Problems raised
  1. Investors face securities fraud.
  2. Firm insolvency can harm investors.
  3. Barriers to capital formation remain.
Solutions proposed
  1. Hear investor case studies directly.
  2. Protect investors when firms fail.
  3. Reflect retail investors' needs in rulemaking.
Read full speech on sec.gov ↗

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