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Remarks at the SEC Roundtable on Artificial Intelligence in the Financial Industry

· Mark T. Uyeda, Chair of the U.S. Securities and Exchange Commission (United States)

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· Mark T. Uyeda · U.S. Securities and Exchange Commission WikiRemarks at the SEC Roundtable on Artificial Intelligence in the Financial Industry

ContextSpeech by Mark T. Uyeda, Chair of the U.S. Securities and Exchange Commission.

Why it mattersThe acting SEC chair signals a lighter, evidence-based approach to regulating AI in finance.

Problems raised
  1. AI may open gaps in the regulatory structure.
  2. AI brings new risks for markets and investors.
  3. Rules must stay within the SEC's legal authority.
Solutions proposed
  1. Give guidance that encourages innovation and protects investors.
  2. Base action on data and evidence.
  3. Favour effective, cost-efficient regulation.
Read full speech on sec.gov ↗

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