Prepared Remarks Before SEC Speaks
· Paul S. Atkins, Chair of the U.S. Securities and Exchange Commission (United States)
Summary written by Dark Majestic in its own words · topics: banking regulation and supervision, technology, ai and cyber risk
PS · Paul S. Atkins · U.S. Securities and Exchange Commission WikiPrepared Remarks Before SEC SpeaksContextSpeech by Paul S. Atkins, Chair of the U.S. Securities and Exchange Commission.
Why it mattersThe SEC Chair explains to the legal community how his priorities fit together, from agency coordination to enforcement.
Problems raised- Overlapping supervisors create a crazy quilt of rules.
- Data sharing between agencies is poor.
- Enforcement targeted technical violations.
Solutions proposed- Accept comparable rules of other regulators.
- Align definitions and share data between agencies.
- Focus enforcement on fraud, manipulation and abuse of trust.
Read full speech on sec.gov ↗More from Paul S. Atkins · U.S. Securities and Exchange Commission · all speeches
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